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Latest SEC filings

Every 8-K, 10-Q, 10-K, Form 4 and 13D/G as it is filed, each one read and summarised so you can see what actually happened without opening the document.

Filing type

10-K
10-Q
8-K
6-K
Form 4
13D
13G
S-1

Event

Earnings
Guidance
M&A
Executive change
Insider trade
Equity offering
Buybacks & dividends
Index inclusion
Regulatory & legal
AUR
4
Sell

Aurora Innovation, Inc.

Uber sells 29.4 million Aurora shares for $182 million

Uber Technologies sold 29,369,611 Class A Aurora shares at $6.21 for roughly $182.2 million, leaving it 157,103,800 shares and still a 10% owner.

  • Open-market sale (Code S) on 09/15/2026 of 29,369,611 Class A shares at $6.21 per share, total transaction value $182,238,436.25.
  • Not made under a Rule 10b5-1 trading plan.
Bearish
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AUR
13D/A

Aurora Innovation, Inc.

Uber sells 29.4M Aurora shares in $182M block sale

Uber subsidiary Neben Holdings sold 29,369,611 Aurora Class A shares at $6.2050 in a block sale, cutting Uber's stake to 157,103,800 shares, or 9.2%.

  • Block sale of 29,369,611 shares at $6.2050 per share on September 15, 2026
  • Uber's stake falls to 157,103,800 shares, approximately 9.2% of Class A common stock
Bearish
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ABAT
4
Sell

AMERICAN BATTERY TECHNOLOGY Co

Director Elizabeth Ann Lowery sells 19,375 shares for $42,238

Director Elizabeth Ann Lowery sold 19,375 shares at $2.18 for $42,237.50 in an open-market sale not made under a 10b5-1 plan, leaving 74,376 shares held indirectly.

  • Sale of 19,375 shares at $2.18 on 09/16/2026; total transaction value $42,237.50.
  • Not made under a 10b5-1 trading plan, per the filing.
Neutral
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ABAT
4
Sell

AMERICAN BATTERY TECHNOLOGY Co

Director Susan Y Lee sells 21,360 shares for $46,138

Director Susan Y Lee sold 21,360 shares of American Battery Technology at $2.16 for $46,137.60, leaving 170,840 shares held indirectly through Rocketbox, LLC.

  • Sale of 21,360 shares at $2.16 per share, total $46,137.60, executed 09/16/2026.
  • Transaction was an open-market sale (code S) and was not made under a 10b5-1 plan.
Neutral
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HOOD
4
Sell

Robinhood Markets, Inc.

CFO Shiv Verma sells 11,472 shares for $1.27M under 10b5-1 plan

Robinhood CFO Shiv Verma sold 11,472 Class A shares for $1,266,788 in an open-market transaction executed under a pre-arranged 10b5-1 trading plan.

  • Sale executed 09/15/2026 in six tranches at prices from $106.18 to $112.83 per share
  • Verma retains 56,858 Class A shares directly following the transaction
Neutral
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AMRC
4
Sell

Ameresco, Inc.

CFO Mark Chiplock sells 476 shares under 10b5-1 plan

CFO Mark Chiplock sold 476 Class A shares at $22.46 for a total of $10,690.96 under a pre-arranged 10b5-1 plan, leaving him 2,815 shares.

  • Sale executed 09/15/2026 at $22.46 per share, transaction code S (open-market sale).
  • Chiplock's beneficial ownership after the transaction is 2,815 Class A shares, held directly.
Neutral
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Co-President Louis P Maltezos sold 592 Class A shares at $22.46 for $13,296, a pre-arranged 10b5-1 plan sale, leaving him 33,628 shares.

  • Sale of 592 Class A shares at $22.46 on 09/15/2026, total value $13,296.32.
  • Transaction was made under a pre-arranged 10b5-1 trading plan.
Neutral
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Methode director David P. Blom received only 7.05 million votes for versus 21.24 million against, tendered a conditional resignation, and the board voted to reject it, keeping him on the board.

  • Blom received 7,050,790 votes for and 21,241,811 against, with 47,776 abstentions and 3,778,120 broker non-votes - roughly 75% of votes cast against him.
  • The board's Nominating and Governance Committee recommended rejecting the resignation, citing Blom's CEO experience, public-company board service, and full attendance at all fiscal 2027 board and committee meetings.
Neutral
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CCXI
425

Churchill Capital Corp XI

To host Analyst & Investor Day on October 6, 2026

Agility Robotics, the target of Churchill Capital Corp XI's pending business combination, will host an Analyst & Investor Day on October 6, 2026 in New York City following this week's unveiling of its Digit 5 humanoid robot.

  • Event runs October 6, 2026 from 12:30 p.m. to approximately 3:00 p.m. ET in New York City, streamed live with presentation materials and a replay on Agility's investor relations website.
  • The business combination with Churchill Capital Corp XI (Nasdaq: CCXI) is still expected to close in the fourth quarter of 2026; the combined company is expected to trade on Nasdaq under the ticker "AGLT".
Neutral
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QS
4
Sell

QuantumScape Corp

CTO Timothy Holme sells 120,000 shares for $610,524

QuantumScape Chief Technology Officer Timothy Holme sold 120,000 Class A shares at $5.09 for $610,524 under a pre-arranged 10b5-1 trading plan.

  • Sale comprised 75,000 shares held directly plus 22,500 shares from The Holme 2020 Irrevocable Trust and 22,500 shares from Trusts, all at $5.09.
  • The trust sales were funded by conversion of Class B Common Stock into Class A Common Stock (22,500 shares each), a non-cash exchange at $0.00.
Neutral
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AMD
4
Sell

ADVANCED MICRO DEVICES INC

EVP & GM DSG Norrod sells $8.7M of stock under 10b5-1 plan

AMD EVP & GM DSG Forrest Eugene Norrod sold 17,261 shares for $8,683,156 at $498.30-$506.88 under a pre-arranged 10b5-1 plan, leaving 380,578 shares directly held.

  • Sale executed in nine open-market tranches on 09/15/2026, from 757 shares at $498.30 up to 5,878 shares at $502.45, with the top print at $506.88.
  • Same-day exercise of 7,261 stock options at $84.85, an award expiring 08/09/2027; 7,262 derivative securities remain outstanding.
Neutral
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SunPower director Jamie Haenggi told the board she will not stand for reelection at the 2026 annual meeting, and the company set that meeting for November 2, 2026.

  • Haenggi will continue to serve as a director until the 2026 Annual Meeting; the filing states her decision was not the result of any disagreement with the company or board.
  • 2026 Annual Meeting set for November 2, 2026, held virtually, with a record date of September 18, 2026.
Neutral
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HIMS
4
Sell

Hims & Hers Health, Inc.

Chief Legal Officer sells 6,236 shares for $173,735

Hims & Hers Chief Legal Officer Soleil Boughton sold 6,236 Class A shares at $27.86 for $173,734.96 under a pre-arranged 10b5-1 plan.

  • Sale of 6,236 Class A shares at $27.86, a total of $173,734.96, executed 09/16/2026.
  • Transaction was made under a pre-arranged Rule 10b5-1 plan, per the filing.
Neutral
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HIMS
4
Sell

Hims & Hers Health, Inc.

COO Michael Chi sells 14,027 shares for $398K under 10b5-1 plan

Chief Operating Officer Michael Chi sold 14,027 Class A shares at $28.39 for $398,226.53 under a pre-arranged 10b5-1 trading plan, leaving him 456,660 shares.

  • Sale of 14,027 Class A Common Stock at $28.39 per share on 09/15/2026, transaction code S (open-market sale).
  • Michael Chi remains beneficial owner of 456,660 shares, all held directly.
Neutral
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HIMS
4
Sell

Hims & Hers Health, Inc.

CTO Mohamed Elshenawy sells 7,954 shares for $226K

CTO Mohamed Elshenawy sold 7,954 Class A shares at $28.39 for $225,814 under a pre-arranged 10b5-1 plan, leaving him 185,556 shares.

  • Sale of 7,954 Class A shares at $28.39, a total of $225,814.06.
  • Transaction was made under a pre-arranged Rule 10b5-1 plan.
Neutral
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nVent entered a $600.0 million senior unsecured term loan facility to fund part of its previously announced $1.75 billion acquisition of Maverick Power, LLC.

  • No loans were outstanding under the $600.0 million facility on the September 17, 2026 effective date; subsidiary Hoffman Schroff Holdings intends to borrow the full amount for the purchase price and related fees and expenses.
  • Ticking fees of 0.10% to 0.20% per annum accrue on the undrawn commitment from December 19, 2026, based on nVent's net leverage ratio or Hoffman's debt rating.
Neutral
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Joby Aviation CEO and Chief Architect JoeBen Bevirt sold 606,667 common shares at $6.19 for $3,755,269, a pre-arranged 10b5-1 plan sale.

  • Sale executed 09/15/2026 at $6.19 per share, code S, open-market disposition.
  • Transaction was made under a pre-arranged Rule 10b5-1 plan, per the filing.
Neutral
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AVAV
4
Sell

AeroVironment Inc

Director Stephen F Page sells 250 shares for $38,068

AeroVironment director Stephen F Page sold 250 shares at $152.27 for $38,067.50 under a pre-arranged 10b5-1 plan, a de minimis trade against his reported holdings.

  • Sale of 250 shares at $152.27 on 09/15/2026, transaction code S (open-market disposal).
  • Total value of $38,067.50, the smallest category of Form 4 trade and well under $100,000.
Neutral
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UiPath CPO & CTO Raghavendra Malpani sold 98,429 Class A shares at $13.81 for about $1.36 million under a pre-arranged 10b5-1 plan.

  • Sale executed 09/16/2026 at $13.81 per share; Form 4 signed 09/17/2026.
  • Malpani still directly holds 1,622,677 Class A shares after the transaction.
Neutral
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BIDU
6-K

Baidu, Inc.

Publishes H1 2026 interim report

Baidu furnished its 2026 interim report covering the first six months of the fiscal year ending December 31, 2026, as required by Hong Kong Listing Rule 13.48(1).

  • The interim report covers the first six months of the fiscal year ending December 31, 2026, and is furnished as Exhibit 99.1.
  • The filing states the report is prepared to satisfy Rule 13.48(1) of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited.
Neutral
Read the filing →

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