Latest SEC filings

Chief Operations Officer Chan W Lee sold 2,893 Ambarella ordinary shares at $64.83 for $187,553.19 in an open-market transaction not made under a 10b5-1 plan.

• Sale of 2,893 ordinary shares at $64.83, total value $187,553.19, transaction dated 09/17/2026.
• Not made under a Rule 10b5-1 trading plan, so the trade was discretionary.

CFO John Alexander Young sold 3,126 ordinary shares at $64.83 for $202,659, leaving him 109,702 shares; the sale was not made under a 10b5-1 plan.

• Sale of 3,126 ordinary shares at $64.83 on 09/17/2026, a total of $202,658.58
• Not made under a 10b5-1 trading plan, per the filing

Chief Medical Officer Kumar Budur sold 38,452 shares for $1,655,416, exercising options at $30.27-$30.69 and selling at $43.00-$43.05, not under a 10b5-1 plan.

• Sales ran over three sessions, Sept. 16-18, 2026, at $43.00-$43.05 per share.
• Shares came from exercises of stock options struck at $30.27 and $30.69.

Walmart President & CEO John R. Furner sold 13,125 common shares for $1,399,877.82 in two open-market tranches on 09/17/2026, under a pre-arranged 10b5-1 trading plan.

• Two tranches: 7,080 shares at $106.50 and 6,045 shares at $106.84, both coded S (open-market sale)
• Direct holdings fell to 647,912.41 shares after the sale; he also holds 5,662.23 shares via the 401(k) plan and 132,850 shares via a spousal trust

Walmart Executive Vice President Christopher James Nicholas sold 2,900 common shares for $309,285.83 under a pre-arranged 10b5-1 trading plan.

• Sale executed in two tranches on 09/17/2026: 1,505 shares at $106.49 and 1,395 shares at $106.83.
• The transaction was made under a pre-arranged Rule 10b5-1 plan, per the filing.

Flux Power amended its Gibraltar credit agreement to require a $4.0 million equity raise within 50 days, while remaining in default and with the lender reserving rights to accelerate all obligations.

• Company remains in default under the Loan and Security Agreement; GBC did not waive the Specified Default and can terminate commitments, declare all obligations immediately due, charge default-rate interest or take action against collateral at any time.
• Failure to complete a sale of equity interests yielding at least $4.0 million of net proceeds within 50 days of September 17, 2026 is an immediate Event of Default with no cure or grace period.

Fold filed an S-1 to register up to 51,229,508 shares for resale by Roth Principal Investments under a $25 million committed equity facility signed September 4, 2026.

• Up to 51,229,508 shares registered; shares outstanding would rise from 54,868,427 to 106,097,935 if the full amount is sold, roughly doubling the count.
• Company may receive up to $25,000,000 in aggregate gross proceeds from sales to Roth Principal Investments; it receives none of the proceeds from Roth's resales.

Grindr director and 10% owner George Raymond Zage III sold 500,000 shares for $7,775,056 in two open-market tranches under a pre-arranged 10b5-1 plan.

• Two tranches: 333,600 shares at $15.62 on 09/16/2026 and 166,400 shares at $15.41 on 09/17/2026.
• Direct beneficial ownership after the sales: 7,627,743 shares.

Iridium filed supplemental proxy disclosures for its pending Rocket Lab merger, implying $54.00 per share, after three stockholder suits alleged disclosure deficiencies ahead of the September 24 special meeting.

• Special meeting remains scheduled for September 24, 2026, with a record date of August 21, 2026; Iridium still expects the mergers to close in mid-2027.
• Three lawsuits are pending in the Supreme Court of the State of New York (two in New York County, one in Suffolk County) plus stockholder demand letters, all seeking additional disclosures and an order enjoining the merger; Iridium says the claims are without merit.

Hims & Hers CFO Oluyemi Okupe sold 12,313 Class A shares at $28.82 for $354,861 under a pre-arranged 10b5-1 plan, leaving 251,804 shares directly held.

• Sale executed 09/17/2026 at $28.82 per share, transaction code S (open-market sale)
• Sale was made under a pre-arranged Rule 10b5-1 plan

Iridium filed supplemental proxy disclosures to moot three New York stockholder lawsuits seeking to enjoin its pending merger with Rocket Lab, with the special meeting set for September 24, 2026.

• Three suits filed in New York Supreme Court (Index Nos. 655039/2026, 655037/2026, 626928/2026) plus stockholder demand letters allege the proxy contains disclosure deficiencies and seek to enjoin the merger.
• Iridium denies the claims are meritorious but is voluntarily supplementing the proxy to avoid nuisance, cost and delay; the special meeting remains scheduled for September 24, 2026, with a record date of August 21, 2026.

Officer Norman P Taffe sold 150 Generac shares at $229.50 for $34,425, the same day he exercised 150 options at $119.54, under a pre-arranged 10b5-1 plan.

• Sale was 150 shares at $229.50, a total of $34,425; the Form 4 reports no other sale lines.
• Same-day exercise of 150 stock options at a $119.54 strike, with expiration 03/01/2033.

AudioEye signed a fourth amendment to its Western Alliance Bank loan agreement, letting it add back up to $5.0 million of litigation expenses to Adjusted EBITDA through 2026.

• Fourth Loan Modification Agreement dated September 18, 2026 amends the March 31, 2025 Loan and Security Agreement with Western Alliance Bank
• Adjusted EBITDA/EBIDA definitions now permit add-back of litigation expenses deemed non-recurring, capped at $5.0M on a trailing twelve-month basis through December 31, 2026, $3.0M for 2027, and $0 thereafter

Kyle Andrew Raabe, President of Home Power Generation, sold 603 common shares at $229.50 for $138,388.50 under a pre-arranged 10b5-1 plan.

• Sale covered 603 shares at $229.50, totaling $138,388.50, executed 09/17/2026.
• 213 of the sold shares came from exercising stock options at $102.42 strike before same-day sale at $229.50.

Nasdaq notified NEXTNRG on September 15, 2026 that it will delist the stock after the company failed to regain the $1.00 minimum bid price by its September 14 compliance deadline.

• Nasdaq determined to delist the common stock after the company failed to regain compliance with the $1.00 minimum bid price requirement by the September 14, 2026 deadline.
• Nasdaq said the company is not eligible for a second 180-day compliance period because it lacks the stockholders' equity required to meet initial listing standards.

President Lingke Wang sold 118,333 Class A shares for $4,610,442.21 under a pre-arranged 10b5-1 trading plan, leaving 1,537,543 shares held directly.

• Sale covered 118,333 Class A shares for a total of $4,610,442.21, executed in three tranches at $38.36, $39.00 and $39.67.
• The shares were acquired same-day via conversion of 118,333 Class B shares at $0.00 before being sold.

CEO and Secretary Peter George Colis sold 70,000 Class A shares over September 16-18, 2026 for $2,695,425 under a pre-arranged 10b5-1 plan.

• Sale executed in nine open-market tranches at prices from $35.98 to $40.35 per share
• Shares came from conversion of Class B into Class A stock across the same three days

Lane Bess and Bess Ventures reported 10.4% aggregate beneficial ownership of Blaize and disclosed a Sept. 16 third forbearance agreement deferring transfer of 2 million collateral shares from the defaulted sponsor.

• Aggregate beneficial ownership is approximately 10.4%: Lane Bess 13,021,985 shares (9.0%), Bess Ventures & Advisory LLC 12,446,783 shares (8.6%), Destin Huang Irrevocable Trust 389,968 shares (0.3%).
• Bess Ventures loaned $25,000,000 to the sponsor under the Bess Notes; the sponsor defaulted and Bess foreclosed on 3,500,000 collateral shares on May 8, 2026.

Director Rodolpho C Cardenuto sold 5,321 Semtech common shares at $165.00 for $877,978.30, leaving him with zero shares directly held.

• Sale of 5,321 shares at $165.00 on 09/16/2026, total value $877,978.30.
• Transaction was an open-market sale (code S) and was not made under a 10b5-1 trading plan.

Nauticus Robotics amended its senior secured term loan to push the maturity to January 31, 2028 from September 18, 2026 and waive defaults tied to the old maturity triggers, with no extension fee.

• Maturity Date amended and restated to January 31, 2028, replacing the September 18, 2026 third-anniversary date; the alternative maturity triggers in clauses (b) and (c) of the loan's opening paragraph were eliminated.
• Lender waived any Default or Event of Default arising solely from the prior maturity date or triggers; all other existing and future defaults are expressly not waived.